Wu, Joseph Shi Li 武士立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2003-07-14 | 2011-01-14 | Morgan Stanley Hong Kong Futures Limited | Rep | 2003-07-14 | 2010-12-06 | OSL Digital Securities Limited | Rep | 2021-05-13 | 2023-05-19 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2003-07-14 | 2010-12-06 | Morgan Stanley Hong Kong Securities Limited | Rep | 2010-12-06 | 2011-01-14 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2003-07-14 | 2011-01-14 | Morgan Stanley Hong Kong Securities Limited | Rep | 2009-06-11 | 2011-01-14 | Jefferies Hong Kong Limited | Rep | 2012-02-06 | 2017-11-29 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 2018-03-15 | 2018-09-24 | OSL Digital Securities Limited | Rep | 2021-06-24 | 2023-05-19 |
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