He, Lang

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Advising on securities 2007-06-07 2009-05-01
2 CLSA LIMITED Rep Advising on securities 2003-07-22 2003-11-04
3 UBS SECURITIES ASIA LIMITED Rep Advising on securities 2004-02-25 2007-03-29

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