He, Lang
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-06-07 | 2009-05-01 |
2 | CLSA LIMITED | Rep | Advising on securities | 2003-07-22 | 2003-11-04 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-02-25 | 2007-03-29 |
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