Tang, James (SFC:AJC669) 鄧民煇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2013-05-13 | 2014-05-09 | Rep | Asset management | 2013-06-14 | 2014-05-09 |
| 2 | Forthright Capital Management Limited | RO | Advising on securities | 2019-08-12 | 2023-08-21 | RO | Asset management | 2019-08-12 | 2023-08-21 | RO | Dealing in securities | 2021-10-05 | 2023-08-21 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2015-05-11 | 2015-06-19 | Rep | Dealing in securities | 2015-05-11 | 2015-06-19 | RO | Advising on securities | 2015-06-19 | 2015-11-30 | RO | Dealing in securities | 2015-06-19 | 2015-11-30 |
| 4 | FULBRIGHT WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2014-11-27 | 2015-03-24 | RO | Dealing in securities | 2014-11-27 | 2015-03-24 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2003-09-26 | 2011-09-01 | Rep | Asset management | 2003-09-26 | 2011-09-01 | Rep | Dealing in securities | 2009-03-13 | 2011-09-01 |
| 6 | King Sun Securities Limited | Rep | Dealing in securities | 2015-12-30 | 2016-01-29 | RO | Dealing in securities | 2016-01-29 | 2019-04-18 | RO | Advising on securities | 2016-11-15 | 2019-04-18 | RO | Asset management | 2017-10-13 | 2019-04-18 |
| 7 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2011-09-21 | 2012-02-29 | Rep | Dealing in securities | 2011-09-21 | 2012-02-29 | RO | Advising on securities | 2012-02-29 | 2013-01-10 | RO | Dealing in securities | 2012-02-29 | 2013-01-10 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-13 | 2014-05-09 |
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