Lam, Leon Yuen Kai 林源佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2003-10-09 | 2004-07-10 | Rep | Asset management | 2003-10-09 | 2004-07-10 |
| 2 | Credit Agricole Securities (Asia) Limited | RO | Advising on securities | 2023-01-16 | RO | Dealing in securities | 2023-01-16 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-11-06 | 2019-06-28 | Rep | Dealing in futures contracts | 2014-02-28 | 2019-06-28 |
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