Tse, Sze Chun 謝思進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-09-22 | 2007-02-23 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-09-05 | 2004-05-06 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-05 | 2004-05-06 | Rep | Dealing in securities | 2004-09-22 | 2007-02-23 |
| 4 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2007-03-15 | 2007-04-18 |
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