Law, Wai Ming 羅偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DSG Asset Management (HK) Company Limited | RO | Asset management | 2017-06-01 | 2018-02-19 |
| 2 | ONE Asset Management (HK) Company Limited | Rep | Asset management | 2019-03-19 | 2019-05-02 | RO | Asset management | 2019-05-02 | 2023-06-19 | Rep | Advising on securities | 2019-07-02 | 2023-06-19 |
| 3 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2018-03-08 | 2018-04-17 | RO | Asset management | 2018-04-17 | 2019-02-12 | Rep | Advising on securities | 2018-12-07 | 2019-02-12 | Rep | Dealing in securities | 2018-12-07 | 2019-02-12 |
| 4 | Summit Asset Management Company Limited | RO | Advising on securities | 2023-12-15 | RO | Asset management | 2023-12-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy