Chan, Raymond Shiu Fai 陳兆輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-06-04 | 2011-05-30 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-08-11 | 2011-05-30 |
| 3 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Dealing in securities | 2003-12-04 | 2004-08-06 |
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