Kwan, Pui Sze (SFC:AJD761) 關佩詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAIIS Limited | Rep | Advising on securities | 2003-09-08 | 2005-06-30 |
2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2005-07-13 | 2009-05-01 | Rep | Dealing in securities | 2005-09-06 | 2009-05-01 |
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