Tam, Kin San 譚建新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-07-26 | |
| 2 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2004-02-18 | 2004-06-16 | Rep | Asset management | 2004-02-18 | 2004-06-16 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-11-04 | 2004-01-08 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-07-28 | 2006-07-13 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-07-15 | 2006-07-13 |
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