Zhao, Yu (SFC:AJD965) 趙瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2012-06-15 | 2012-07-18 | Rep | Dealing in securities | 2012-06-15 | 2012-07-18 | RO | Advising on corporate finance | 2012-07-18 | 2014-10-31 | RO | Dealing in securities | 2012-07-18 | 2014-10-31 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-12-11 | 2018-12-22 | Rep | Advising on securities | 2015-12-11 | 2018-12-22 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2015-12-11 | 2018-12-22 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-18 | 2007-03-09 | Rep | Advising on securities | 2004-06-18 | 2007-03-09 | Rep | Dealing in securities | 2005-04-14 | 2007-03-09 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2004-02-16 | 2004-05-10 | Rep | Advising on securities | 2004-02-16 | 2004-05-10 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2007-04-10 | 2009-06-17 | Rep | Dealing in securities | 2007-04-10 | 2009-06-17 |
| 7 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2011-10-04 | 2012-06-01 | Rep | Dealing in securities | 2011-10-04 | 2012-06-01 |
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