Or, Siu Kam 柯小琴

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 CAPITAL FOCUS ASSET MANAGEMENT LIMITED Rep Advising on securities 2024-01-16
Rep Asset management 2024-01-16
2 CHINA DEMETER SECURITIES LIMITED RO Dealing in securities 2010-10-18 2012-12-20
3 Goldhorse Securities Limited RO Dealing in securities 2015-10-19 2016-01-29
4 Greater China Asset Management (HK) Limited (b2011-10-21) RO Asset management 2013-07-16 2015-05-11
Rep Asset management 2016-02-22 2016-03-16
5 Greater China Securities Limited (b1999-04-26) Rep Dealing in securities 2013-02-01 2013-02-22
RO Dealing in securities 2013-02-22 2015-05-11
Rep Dealing in securities 2016-02-22 2016-03-16
6 JIMEI SECURITIES LIMITED RO Dealing in securities 2009-04-16 2009-10-16
RO Dealing in securities 2010-01-04 2010-09-30
7 MORTON SECURITIES LIMITED RO Dealing in securities 2016-04-18 2018-08-15
Rep Dealing in securities 2020-10-07 2020-11-03
RO Dealing in securities 2020-11-03 2023-10-06
8 PROFIT ACCESS INVESTMENTS LIMITED RO Advising on securities 2018-08-17 2019-06-09
RO Dealing in securities 2018-08-17 2019-06-09
9 QUASAR ASSET MANAGEMENT LIMITED RO Advising on securities 2020-03-20 2020-09-18
10 QUASAR SECURITIES CO., LIMITED RO Dealing in securities 2020-03-20 2020-09-18
11 SHUN HENG SECURITIES LIMITED Rep Dealing in securities 2003-12-08 2008-06-11
12 SHUN LOONG SECURITIES COMPANY LIMITED Rep Dealing in securities 2023-11-22 2024-01-19
RO Dealing in securities 2024-01-19
13 WEI DA ASSET MANAGEMENT LIMITED RO Asset management 2015-10-26 2016-01-29

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top