She, Kui Chi 佘鉅智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2010-11-09 | 2011-02-14 | Rep | Dealing in securities | 2010-11-09 | 2011-02-14 | Rep | Leveraged foreign exchange trading | 2010-11-09 | 2011-02-14 |
| 2 | R.J. O'Brien & Associates HK Limited | Rep | Dealing in futures contracts | 2011-03-10 | 2016-05-17 | RO | Dealing in futures contracts | 2016-05-17 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-18 | 2003-12-22 |
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