Tsai, I-Ni 蔡夷昵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2003-11-06 | 2006-07-24 |
2 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-08-14 | 2009-06-01 | Rep | Dealing in securities | 2006-08-14 | 2009-06-01 |
3 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-12-10 | 2009-06-01 | Rep | Dealing in futures contracts | 2007-12-10 | 2009-06-01 |
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