Lai, Kwok Leung (SFC:AJE162) 黎國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2011-03-21 | 2012-11-23 | Rep | Asset management | 2011-03-21 | 2012-11-23 | Rep | Dealing in securities | 2011-03-21 | 2012-11-23 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2004-12-15 | 2007-05-05 |
| 3 | DAIWA ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2007-08-02 | 2010-05-01 | Rep | Asset management | 2007-09-05 | 2010-05-01 |
| 4 | Oneday Asset Management Limited | RO | Advising on securities | 2020-06-23 | 2021-04-01 | RO | Asset management | 2020-06-23 | 2021-04-01 | RO | Advising on securities | 2022-12-21 | 2024-01-21 | RO | Asset management | 2022-12-21 | 2024-01-21 |
| 5 | VMS Asset Management Limited | Rep | Asset management | 2021-04-28 | 2021-06-11 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-11-26 | 2004-12-13 | Rep | Advising on securities | 2003-11-26 | 2004-12-13 |
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