Chiu, On Sang 丘安生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2017-08-25 | 2019-01-02 | Rep | Dealing in securities | 2017-08-25 | 2019-01-02 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2017-08-25 | 2019-01-02 | Rep | Dealing in securities | 2017-08-25 | 2019-01-02 |
| 3 | Chinagri Cheung Kong Company Limited | Rep | Asset management | 2021-01-15 | 2021-05-12 | RO | Advising on securities | 2021-01-15 | 2021-05-12 |
| 4 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2003-09-24 | 2005-01-24 |
| 5 | SEASON ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-07-22 | 2020-12-20 | RO | Advising on securities | 2022-04-27 | RO | Asset management | 2022-04-27 |
| 6 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-05-20 | 2020-03-31 |
| 7 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-05-20 | 2020-03-31 |
| 8 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-05-20 | 2019-07-31 | RO | Dealing in securities | 2019-07-31 | 2020-03-31 |
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