Lee, Christopher Sung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-10-03 | 2006-09-11 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-10-03 | 2006-09-11 | Rep | Automated trading services | 2005-04-14 | 2006-09-11 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-11-01 | 2010-07-13 | Rep | Dealing in securities | 2006-11-01 | 2010-07-13 | Rep | Advising on futures contracts | 2006-12-04 | 2009-06-02 | Rep | Advising on securities | 2006-12-04 | 2009-06-02 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-11-01 | 2010-07-13 | Rep | Dealing in futures contracts | 2006-11-01 | 2010-07-13 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-11-01 | 2010-07-13 |
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