Ching, Pak To 程栢濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-12-22 | 2005-02-07 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-12-22 | 2005-02-07 |
| 3 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2007-07-12 | 2009-05-29 | Rep | Asset management | 2007-07-12 | 2009-05-29 |
| 4 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-02-07 | 2007-07-10 | Rep | Leveraged foreign exchange trading | 2005-02-07 | 2007-07-10 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-02-07 | 2007-07-10 |
| 6 | Everbright Capital Management Limited | Rep | Advising on securities | 2007-11-21 | 2009-05-29 | Rep | Asset management | 2007-11-21 | 2009-05-29 |
| 7 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-12-22 | 2005-02-07 |
| 8 | Everbright-Efund Fund Management Limited | Rep | Advising on securities | 2007-06-18 | 2009-05-29 | Rep | Asset management | 2007-06-18 | 2009-05-29 |
| 9 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-12-27 | 2015-03-02 | Rep | Dealing in securities | 2013-12-27 | 2015-03-02 |
| 10 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2010-01-25 | 2011-08-10 | Rep | Asset management | 2010-01-25 | 2011-08-10 | Rep | Dealing in securities | 2011-01-25 | 2011-08-10 |
| 11 | UCF Asset Management (HK) Limited | RO | Advising on securities | 2012-05-04 | 2012-05-23 | RO | Asset management | 2012-05-04 | 2012-05-23 |
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