Kwan, Sin Yee 關倩兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2011-11-09 | 2015-07-02 | Rep | Dealing in securities | 2011-11-09 | 2015-07-02 |
| 2 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2017-08-28 | 2021-08-31 |
| 3 | WM (HK) Limited | Rep | Advising on securities | 2004-08-23 | 2009-02-01 |
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