Lau, Hoi Yi 劉凱怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EnTrustPermal (Hong Kong) Limited | Rep | Advising on securities | 2015-08-17 | 2015-09-08 | Rep | Dealing in securities | 2015-08-17 | 2015-09-08 | RO | Advising on securities | 2015-09-08 | 2016-07-16 | RO | Dealing in securities | 2015-09-08 | 2016-07-16 |
| 2 | Hamilton Lane (Hong Kong) Limited | Rep | Advising on securities | 2010-09-13 | 2015-07-31 | Rep | Asset management | 2010-09-13 | 2015-07-31 | Rep | Dealing in securities | 2010-09-13 | 2015-07-31 |
| 3 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2003-10-21 | 2004-08-04 |
| 4 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2003-10-21 | 2004-08-04 |
| 5 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2004-08-05 | 2006-03-10 | Rep | Asset management | 2004-08-05 | 2006-03-10 |
| 6 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2004-08-05 | 2006-03-10 |
| 7 | SEI INVESTMENTS (ASIA) LIMITED | Rep | Advising on securities | 2007-08-13 | 2009-05-14 | Rep | Asset management | 2007-08-13 | 2009-05-14 |
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