Holroyd, Andrea (SFC:AJF458)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARTWELL CAPITAL LIMITED (HK) | RO | Advising on securities | 2020-08-03 | 2022-03-01 | RO | Asset management | 2020-08-03 | 2022-03-01 |
| 2 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2005-12-13 | 2007-12-06 | Rep | Asset management | 2005-12-13 | 2007-12-06 | RO | Advising on securities | 2007-12-06 | 2011-01-07 | RO | Asset management | 2007-12-06 | 2011-01-07 | RO | Dealing in securities | 2009-11-03 | 2011-01-07 | RO | Advising on securities | 2013-03-11 | 2019-06-30 | RO | Dealing in securities | 2013-03-11 | 2019-06-30 | RO | Asset management | 2015-10-14 | 2019-06-30 |
| 3 | Sectoral Asset Management Limited | Rep | Advising on securities | 2019-07-09 | 2019-08-21 | Rep | Asset management | 2019-07-09 | 2019-08-21 | Rep | Dealing in securities | 2019-07-09 | 2019-08-21 | RO | Advising on securities | 2019-08-21 | 2020-04-01 | RO | Asset management | 2019-08-21 | 2020-04-01 | RO | Dealing in securities | 2019-08-21 | 2020-04-01 |
| 4 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2003-11-18 | 2003-12-05 |
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