So, Shin Yuk 蘇倩玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-01-17 | Rep | Dealing in securities | 2019-01-17 | Rep | Asset management | 2019-02-15 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-01-17 | Rep | Dealing in securities | 2019-01-17 | Rep | Asset management | 2019-02-15 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2016-05-20 | 2018-12-31 | Rep | Dealing in securities | 2016-05-20 | 2018-12-31 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-01-08 | 2004-03-15 | Rep | Dealing in securities | 2009-09-23 | 2010-01-09 |
| 5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-09-23 | 2010-01-09 |
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