Ngan, Richard Wan Cheong 顏允昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ABE FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2003-12-22 | 2004-06-02 |
2 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2006-02-17 | 2011-06-15 | Rep | Dealing in securities | 2010-12-06 | 2011-06-15 |
3 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2004-09-07 | 2006-02-13 |
4 | Sun Life Financial Asia Services Limited | Rep | Advising on securities | 2004-06-02 | 2004-07-22 |
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