Chan, Frank Hong Ming 陳康明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anli Securities Limited | Rep | Dealing in securities | 2015-09-08 | 2016-01-14 | Rep | Advising on securities | 2023-09-18 | 2024-10-31 | Rep | Dealing in securities | 2023-09-18 | 2024-10-31 |
| 2 | Atlantic Asset Management Limited | RO | Advising on securities | 2022-03-29 | 2023-04-30 | RO | Asset management | 2022-03-29 | 2023-04-30 |
| 3 | CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2008-04-09 | 2011-06-30 | Rep | Asset management | 2008-09-17 | 2011-06-30 |
| 4 | Glory Sun Securities Limited | Rep | Asset management | 2020-04-01 | 2020-09-28 | Rep | Dealing in securities | 2020-04-01 | 2020-09-28 | Rep | Advising on securities | 2020-04-01 | 2022-01-20 | RO | Asset management | 2020-09-28 | 2022-01-20 | RO | Dealing in securities | 2020-09-28 | 2022-01-20 |
| 5 | Tiger Securities Asset Management Company Limited | Rep | Asset management | 2016-04-06 | 2020-02-10 | Rep | Dealing in securities | 2016-04-06 | 2020-02-10 | Rep | Advising on securities | 2017-07-03 | 2020-02-10 |
| 6 | WM (HK) Limited | Rep | Advising on securities | 2003-12-24 | 2007-12-01 |
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