Dadabhoy, Imran Sooleman
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-09 | 2005-03-09 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2003-12-09 | 2005-03-09 |
3 | DEEPHAVEN ASIA LIMITED | RO | Advising on securities | 2005-06-14 | 2006-03-22 | RO | Asset management | 2005-06-14 | 2006-03-22 |
4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-16 | 2010-02-19 |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-16 | 2010-05-21 | Rep | Dealing in securities | 2009-11-16 | 2010-05-21 |
6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-16 | 2010-05-21 | Rep | Dealing in futures contracts | 2010-02-04 | 2010-05-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy