Lee, Tony Sai Kuen 李世權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-02 | 2009-11-23 | Rep | Dealing in securities | 2007-04-02 | 2009-11-23 | Rep | Advising on futures contracts | 2007-07-10 | 2009-11-23 | Rep | Advising on securities | 2007-07-10 | 2009-11-23 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-05-22 | 2011-04-06 | Rep | Advising on securities | 2008-05-22 | 2011-04-06 | Rep | Dealing in futures contracts | 2008-05-22 | 2011-04-06 | Rep | Dealing in securities | 2008-05-22 | 2011-04-06 | Rep | Advising on futures contracts | 2011-09-26 | 2014-04-03 | Rep | Advising on securities | 2011-09-26 | 2014-04-03 | RO | Advising on futures contracts | 2014-04-03 | RO | Advising on securities | 2014-04-03 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2003-12-15 | 2005-04-22 | Rep | Dealing in securities | 2005-04-22 | 2007-03-03 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-22 | 2007-03-03 |
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