Tam, Kwok Wai 譚國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-12-17 | 2006-05-03 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-12-17 | 2006-05-03 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-12-17 | 2004-11-02 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-17 | 2004-11-02 |
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