Ng, Ka Yan (SFC:AJI736) 吳嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-12-24 | 2004-07-05 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-28 | 2005-09-12 |
| 3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-19 | 2005-09-12 |
| 4 | Leeds Fund International Limited | Rep | Asset management | 2018-11-29 | 2021-12-31 |
| 5 | Leeds Securities Investment Limited | Rep | Dealing in securities | 2018-11-29 | 2021-12-31 |
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