Kok, Wai Fai
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-06-02 | 2017-06-09 | Rep | Advising on securities | 2018-01-11 | 2018-01-17 | Rep | Advising on securities | 2019-03-08 | 2019-03-13 | Rep | Advising on securities | 2019-03-28 | 2019-04-12 | Rep | Advising on securities | 2019-06-06 | 2019-06-13 | Rep | Advising on securities | 2019-10-10 | 2019-10-25 | Rep | Advising on securities | 2019-10-28 | 2019-11-15 | Rep | Advising on securities | 2020-01-06 | 2020-01-17 | Rep | Advising on securities | 2020-02-07 | 2020-02-12 |
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