Kumar, Shaleen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-06-02 | 2017-06-09 | Rep | Advising on securities | 2017-10-26 | 2017-10-27 | Rep | Advising on securities | 2019-02-21 | 2019-03-06 | Rep | Advising on securities | 2023-01-27 | 2023-01-31 |
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