Tan, Yawen (SFC:BJP932) 譚雅文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2021-08-16 | 2023-07-20 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-06-02 | 2017-06-09 | Rep | Advising on securities | 2018-09-05 | 2018-09-05 | Rep | Advising on securities | 2019-01-23 | 2019-01-30 | Rep | Advising on securities | 2019-03-20 | 2019-03-22 | Rep | Advising on securities | 2019-10-11 | 2019-10-16 | Rep | Advising on securities | 2020-01-17 | 2020-01-22 |
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