Shinohara, Minoru 篠原實

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Nomura Asia Investment (Hong Kong) Limited RO Dealing in futures contracts 2009-04-27 2010-02-19
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2004-01-10 2005-03-22
Rep Dealing in securities 2004-01-10 2005-03-22
Rep Advising on securities 2004-12-13 2005-03-22
RO Advising on corporate finance 2005-03-22 2008-04-10
RO Advising on securities 2005-03-22 2008-04-10
RO Dealing in securities 2005-03-22 2008-04-10
Rep Advising on corporate finance 2009-03-24 2009-04-27
Rep Advising on futures contracts 2009-03-24 2009-04-27
Rep Advising on securities 2009-03-24 2009-04-27
Rep Dealing in futures contracts 2009-03-24 2009-04-27
Rep Dealing in securities 2009-03-24 2009-04-27
RO Advising on corporate finance 2009-04-27 2010-08-27
RO Advising on futures contracts 2009-04-27 2010-08-27
RO Advising on securities 2009-04-27 2010-08-27
RO Dealing in futures contracts 2009-04-27 2010-08-27
RO Dealing in securities 2009-04-27 2010-08-27
RO Advising on corporate finance 2012-09-11 2015-07-02
RO Advising on futures contracts 2012-09-11 2015-07-02
RO Advising on securities 2012-09-11 2015-07-02
RO Dealing in futures contracts 2012-09-11 2015-07-02
RO Dealing in securities 2012-09-11 2015-07-02
3 NOMURA SECURITIES (HONG KONG) LIMITED RO Dealing in securities 2009-04-27 2010-07-16
RO Dealing in futures contracts 2010-02-01 2010-07-16
RO Automated trading services 2010-04-30 2010-07-16
RO Dealing in futures contracts 2013-04-12 2013-05-31
RO Dealing in securities 2013-04-12 2013-05-31

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