Shinohara, Minoru 篠原實
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Nomura Asia Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2009-04-27 | 2010-02-19 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-10 | 2005-03-22 | Rep | Dealing in securities | 2004-01-10 | 2005-03-22 | Rep | Advising on securities | 2004-12-13 | 2005-03-22 | RO | Advising on corporate finance | 2005-03-22 | 2008-04-10 | RO | Advising on securities | 2005-03-22 | 2008-04-10 | RO | Dealing in securities | 2005-03-22 | 2008-04-10 | Rep | Advising on corporate finance | 2009-03-24 | 2009-04-27 | Rep | Advising on futures contracts | 2009-03-24 | 2009-04-27 | Rep | Advising on securities | 2009-03-24 | 2009-04-27 | Rep | Dealing in futures contracts | 2009-03-24 | 2009-04-27 | Rep | Dealing in securities | 2009-03-24 | 2009-04-27 | RO | Advising on corporate finance | 2009-04-27 | 2010-08-27 | RO | Advising on futures contracts | 2009-04-27 | 2010-08-27 | RO | Advising on securities | 2009-04-27 | 2010-08-27 | RO | Dealing in futures contracts | 2009-04-27 | 2010-08-27 | RO | Dealing in securities | 2009-04-27 | 2010-08-27 | RO | Advising on corporate finance | 2012-09-11 | 2015-07-02 | RO | Advising on futures contracts | 2012-09-11 | 2015-07-02 | RO | Advising on securities | 2012-09-11 | 2015-07-02 | RO | Dealing in futures contracts | 2012-09-11 | 2015-07-02 | RO | Dealing in securities | 2012-09-11 | 2015-07-02 |
3 | NOMURA SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2009-04-27 | 2010-07-16 | RO | Dealing in futures contracts | 2010-02-01 | 2010-07-16 | RO | Automated trading services | 2010-04-30 | 2010-07-16 | RO | Dealing in futures contracts | 2013-04-12 | 2013-05-31 | RO | Dealing in securities | 2013-04-12 | 2013-05-31 |
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