Swanston, David John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-01-10 | 2005-03-04 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-10 | 2005-03-04 |
| 3 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-01-10 | 2005-03-04 |
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