Wong, Bart 黃博韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-13 | 2009-12-17 | Rep | Dealing in securities | 2004-01-13 | 2009-12-17 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-11-01 | 2012-06-01 | Rep | Advising on securities | 2011-11-01 | 2012-06-01 | Rep | Dealing in securities | 2011-11-01 | 2012-06-01 | Rep | Advising on securities | 2013-01-17 | 2016-03-11 | Rep | Dealing in securities | 2013-01-17 | 2016-03-11 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-02-01 | 2011-07-19 | Rep | Advising on securities | 2010-02-01 | 2011-07-19 | Rep | Dealing in securities | 2010-02-01 | 2011-07-19 |
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