Kwan, Kok Wah 關國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central Asset Investments and Management Holdings (HK) Limited | RO | Asset management | 2005-08-05 | 2007-12-31 |
| 2 | FORE ASIA, LIMITED | RO | Advising on securities | 2004-08-18 | 2005-04-18 | RO | Asset management | 2004-08-18 | 2005-04-18 |
| 3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-03-04 | 2015-09-30 | Rep | Asset management | 2015-03-04 | 2015-09-30 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-03-04 | 2015-09-30 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-03-04 | 2015-09-30 | Rep | Dealing in futures contracts | 2015-03-04 | 2015-09-30 | Rep | Dealing in securities | 2015-03-04 | 2015-09-30 |
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