Stuchbery, Garry Maxwell
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2005-05-26 | 2006-06-28 | RO | Advising on securities | 2006-06-28 | 2007-02-13 |
2 | HFS ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-06-12 | 2009-03-16 | Rep | Asset management | 2007-07-23 | 2009-03-16 |
3 | Sun Life Financial Asia Services Limited | RO | Advising on securities | 2004-04-01 | 2005-04-19 |
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