Lee, Patrick Kai Ho 李啟豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2008-07-31 | 2011-07-31 | Rep | Advising on securities | 2008-10-27 | 2011-07-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-04-27 | 2022-02-25 | Rep | Asset management | 2021-04-27 | 2022-02-25 | Rep | Dealing in securities | 2021-04-27 | 2022-02-25 |
| 3 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2004-02-02 | 2007-03-01 | Rep | Advising on futures contracts | 2004-09-22 | 2006-05-26 | Rep | Asset management | 2004-09-22 | 2007-03-01 | Rep | Dealing in securities | 2005-12-01 | 2007-03-01 |
| 4 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2004-02-02 | 2007-03-01 | Rep | Dealing in securities | 2004-02-02 | 2007-03-01 | Rep | Advising on futures contracts | 2004-09-22 | 2006-05-26 | Rep | Asset management | 2004-09-22 | 2007-03-01 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-06 | 2008-05-01 | Rep | Asset management | 2007-03-06 | 2008-05-01 |
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