Lee, Patrick Kai Ho 李啟豪

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Legg Mason Asset Management Hong Kong Limited Rep Advising on securities 2004-02-02 2007-03-01
2 Legg Mason International Equities (Hong Kong) Limited Rep Advising on securities 2004-02-02 2007-03-01
3 Legg Mason International Equities (Hong Kong) Limited Rep Dealing in securities 2004-02-02 2007-03-01
4 Legg Mason Asset Management Hong Kong Limited Rep Advising on futures contracts 2004-09-22 2006-05-26
5 Legg Mason International Equities (Hong Kong) Limited Rep Advising on futures contracts 2004-09-22 2006-05-26
6 Legg Mason Asset Management Hong Kong Limited Rep Asset management 2004-09-22 2007-03-01
7 Legg Mason International Equities (Hong Kong) Limited Rep Asset management 2004-09-22 2007-03-01
8 Legg Mason Asset Management Hong Kong Limited Rep Dealing in securities 2005-12-01 2007-03-01
9 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Rep Advising on securities 2007-03-06 2008-05-01
10 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Rep Asset management 2007-03-06 2008-05-01
11 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Asset management 2008-07-31 2011-07-31
12 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Advising on securities 2008-10-27 2011-07-31
13 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2021-04-27 2022-02-25
14 HSBC Global Asset Management (Hong Kong) Limited Rep Asset management 2021-04-27 2022-02-25
15 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2021-04-27 2022-02-25

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