Preller, Raoul Gustav
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-09-11 | 2008-07-23 | Rep | Dealing in securities | 2006-09-11 | 2008-07-23 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-10-20 | 2011-02-09 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-09 | 2006-08-16 | Rep | Dealing in futures contracts | 2006-06-14 | 2006-08-16 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-18 | 2008-07-23 | Rep | Dealing in securities | 2008-06-18 | 2008-07-23 | Rep | Advising on futures contracts | 2008-07-14 | 2008-07-23 | Rep | Advising on securities | 2008-07-14 | 2008-07-23 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2008-06-18 | 2008-07-23 | Rep | Advising on securities | 2008-07-14 | 2008-07-23 |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2015-03-04 | 2018-04-13 | Rep | Dealing in futures contracts | 2015-03-04 | 2018-04-13 | Rep | Dealing in securities | 2015-03-04 | 2018-04-13 |
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