Preller, Raoul Gustav
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-07-14 | 2008-07-23 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2008-07-14 | 2008-07-23 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 2008-07-14 | 2008-07-23 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2015-03-04 | 2018-04-13 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-06-14 | 2006-08-16 | BEAR STEARNS ASIA LIMITED | Rep | 2006-09-11 | 2008-07-23 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2008-06-18 | 2008-07-23 | SG SECURITIES (HK) LIMITED | Rep | 2015-03-04 | 2018-04-13 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-02-09 | 2006-08-16 | BEAR STEARNS ASIA LIMITED | Rep | 2006-09-11 | 2008-07-23 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2008-06-18 | 2008-07-23 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 2008-06-18 | 2008-07-23 | Credit Agricole Securities (Asia) Limited | Rep | 2008-10-20 | 2011-02-09 | SG SECURITIES (HK) LIMITED | Rep | 2015-03-04 | 2018-04-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy