Simpson, Justin Vaughn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2014-01-13 | 2017-09-14 | Rep | Dealing in securities | 2014-01-13 | 2017-09-14 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-02-12 | 2011-08-26 | Rep | Advising on corporate finance | 2005-04-22 | 2011-08-26 | Rep | Advising on securities | 2005-04-22 | 2011-08-26 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-04-22 | 2011-08-26 | Rep | Advising on securities | 2005-04-22 | 2011-08-26 | Rep | Dealing in securities | 2005-04-22 | 2011-08-26 |
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