Sharp, Richard Anthony (SFC:AJL639)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2011-10-18 | 2015-06-26 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-02-14 | 2006-02-22 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2006-02-22 |
| 4 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2016-09-30 | 2017-05-26 | Rep | Dealing in securities | 2016-09-30 | 2017-05-26 |
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