Luk, Wai Kit 陸偉傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2007-10-29 | 2007-11-28 | RO | Asset management | 2007-11-28 | 2009-06-04 |
2 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2009-06-19 | 2009-08-03 |
3 | CMS CAPITAL (HK) CO., LIMITED | RO | Asset management | 2008-06-02 | 2009-08-03 |
4 | FUHWA SECURITIES (HONG KONG) CO., LIMITED | Rep | Advising on corporate finance | 2004-03-26 | 2005-08-16 |
5 | KCG FUND MANAGEMENT LIMITED | Rep | Asset management | 2020-11-13 | |
6 | KCG SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2006-08-28 | 2007-09-12 | Rep | Asset management | 2007-02-06 | 2007-09-12 |
7 | Richland Asset Management (HK) Limited | Rep | Asset management | 2017-11-16 | 2020-05-26 |
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