Luk, Wai Kit 陸偉傑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Asset management 2007-10-29 2007-11-28
RO Asset management 2007-11-28 2009-06-04
2 CMS ASSET MANAGEMENT (HK) CO., LIMITED Rep Asset management 2009-06-19 2009-08-03
3 CMS CAPITAL (HK) CO., LIMITED RO Asset management 2008-06-02 2009-08-03
4 FUHWA SECURITIES (HONG KONG) CO., LIMITED Rep Advising on corporate finance 2004-03-26 2005-08-16
5 KCG FUND MANAGEMENT LIMITED Rep Asset management 2020-11-13
6 KCG SECURITIES ASIA LIMITED Rep Advising on corporate finance 2006-08-28 2007-09-12
Rep Asset management 2007-02-06 2007-09-12
7 Richland Asset Management (HK) Limited Rep Asset management 2017-11-16 2020-05-26

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