Tu, Wen Chi 凃文棋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Delftware Capital Management (HK) Limited | Rep | Advising on securities | 2024-03-11 | 2024-04-16 | Rep | Asset management | 2024-03-11 | 2024-04-16 | RO | Advising on securities | 2024-04-16 | RO | Asset management | 2024-04-16 |
| 2 | Open Asset Management Limited | Rep | Advising on securities | 2004-02-27 | 2004-07-06 |
| 3 | Open Securities Limited | Rep | Asset management | 2004-02-27 | 2004-07-06 | Rep | Dealing in securities | 2004-02-27 | 2004-07-06 |
| 4 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2021-07-15 | 2023-10-31 | Rep | Asset management | 2021-07-15 | 2023-10-31 | Rep | Dealing in securities | 2021-07-15 | 2023-10-31 |
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