Au, Yin Ki 區嫣琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-09-18 | 2013-03-05 |
2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-09-18 | 2013-03-05 | Rep | Dealing in securities | 2012-09-18 | 2013-03-05 |
3 | FT Securities Limited | Rep | Dealing in securities | 2004-05-10 | 2005-04-18 |
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