Shen, Xiaomin (SFC:AJN697) 沈曉民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Deepwater Capital Limited | Rep | Asset management | 2016-09-26 | 2017-11-17 | Rep | Advising on securities | 2017-01-11 | 2017-11-17 | RO | Advising on securities | 2017-11-17 | 2019-09-30 | RO | Asset management | 2017-11-17 | 2019-09-30 |
| 2 | Fosun Asset Management Limited | Rep | Asset management | 2016-05-10 | 2016-05-27 | RO | Asset management | 2016-05-27 | 2016-08-31 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2020-03-06 | 2022-05-04 | Rep | Asset management | 2020-03-06 | 2022-05-04 | Rep | Advising on futures contracts | 2020-04-01 | 2022-05-04 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-03-06 | 2020-12-09 | Rep | Asset management | 2020-03-06 | 2020-12-09 | Rep | Advising on futures contracts | 2020-04-01 | 2020-12-09 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2020-03-06 | 2022-05-04 | Rep | Asset management | 2020-03-06 | 2022-05-04 | Rep | Dealing in securities | 2020-04-01 | 2022-05-04 |
| 6 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2013-08-28 | 2015-12-31 | Rep | Asset management | 2013-08-28 | 2015-12-31 |
| 7 | Nomura Asset Management Hong Kong Limited | Rep | Asset management | 2004-03-09 | 2010-11-19 | Rep | Advising on securities | 2004-10-29 | 2010-11-19 |
| 8 | SIFT CAPITAL PARTNERS LIMITED | Rep | Asset management | 2023-07-04 |
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