Chan, Terry Yick Kei 陳奕祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-07-25 | 2022-01-14 | Rep | Advising on securities | 2018-07-25 | 2022-01-14 | RO | Advising on corporate finance | 2022-01-14 | 2023-07-18 | RO | Advising on securities | 2022-01-14 | 2023-07-18 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2018-07-25 | 2021-07-20 | Rep | Dealing in securities | 2018-07-25 | 2022-01-14 | RO | Dealing in securities | 2022-01-14 | 2023-07-18 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-05-04 | 2010-05-19 | Rep | Dealing in securities | 2007-05-04 | 2010-05-19 | Rep | Advising on securities | 2007-06-04 | 2010-05-19 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2015-01-21 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-03-11 | 2007-04-23 | Rep | Dealing in securities | 2004-03-11 | 2007-04-23 |
| 6 | XCap Partners Limited | Rep | Advising on securities | 2024-01-12 | Rep | Dealing in securities | 2024-01-12 | Rep | Advising on corporate finance | 2024-01-12 | 2024-04-12 | RO | Advising on corporate finance | 2024-04-12 |
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