Cartwright, Matthew James (SFC:AJN964)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ASIA DEBT MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2004-04-13 | 2004-12-13 | Rep | Asset management | 2007-03-22 | 2011-01-18 |
2 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2017-07-06 | 2018-01-11 | Rep | Dealing in securities | 2017-07-06 | 2018-01-11 |
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