Chau, Ka Hang 周嘉恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-16 | 2007-03-10 |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-03-16 | 2007-03-10 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-03-16 | 2007-03-10 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-03-16 | 2007-03-10 |
| 5 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-03-16 | 2007-03-10 |
| 6 | JVSakk Asia Limited | Rep | Dealing in securities | 2015-09-07 | 2019-01-02 |
| 7 | JVSakk Asset Management Limited | Rep | Advising on securities | 2014-02-27 | 2017-01-19 | Rep | Asset management | 2014-02-27 | 2017-01-19 | RO | Advising on securities | 2017-01-19 | 2019-01-02 | RO | Asset management | 2017-01-19 | 2019-01-02 |
| 8 | Soliton Capital Management Limited | RO | Advising on securities | 2019-01-03 | RO | Asset management | 2019-01-03 |
| 9 | Soliton Securities Limited | RO | Advising on securities | 2019-01-03 | RO | Dealing in securities | 2019-01-03 |
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