Chan, Raymond Chee Kwong 陳志江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-03-18 | 2006-05-05 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-03-18 | 2006-05-05 |
| 3 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2007-09-19 | 2011-06-13 | Rep | Dealing in securities | 2007-09-19 | 2011-06-13 |
| 4 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-26 | 2013-11-06 | Rep | Dealing in securities | 2012-10-26 | 2013-11-06 |
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