Chen, Jui-Huan 陳叡桓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | RO | Asset management | 2004-06-10 | 2006-02-28 | RO | Dealing in securities | 2004-06-10 | 2006-02-28 | RO | Advising on corporate finance | 2004-08-19 | 2005-06-09 | RO | Advising on securities | 2004-10-04 | 2006-02-28 | Rep | Advising on corporate finance | 2005-06-09 | 2005-06-09 |
| 2 | Julius Baer (Hong Kong) Limited | Rep | Dealing in securities | 2009-08-18 | 2009-11-20 | Rep | Advising on securities | 2009-08-31 | 2009-11-20 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-03-13 | 2009-05-18 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-03-15 | 2009-05-18 |
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